A BCG Company

Trading Surveillance

The working group, facilitated by Expand, consists of a number of global Tier 1 and regional Tier 2 firms, who seek to enhance technology delivery and optionality, reduce costs, create resilience and meet regulatory requirements within trade, eComms and voice surveillance.

Who is it for?

  • Heads of Compliance Technology, Heads of Trading Surveillance IT, Heads of Comms Control


  • Quarterly meetings

Why do it?

The Working Group allows participants to investigate options to build combined industry solutions within Trading Surveillance, and collectively explore the use of Big Data and behavioral analytics in Trading Surveillance (trader profiling).

In addition, the group allows for vendor capability assessment in the mentioned areas.

Past session highlights

  • Regulatory impact on trading surveillance
  • Profiling and behavioral analytics
  • Human capital strategies
  • Trading surveillance operating models

Related products

The Working Group should be used as a diagnostic tool to improve processes within Compliance, and can be combined with the Global Compliance technology benchmark.

Next Steps

To find out more, please use the form below. Alternatively, contact your local office using the below phone numbers.


Tel: +44 (0)20 7337 2100


Tel: +1 (212) 913 9270


Tel: +65 6823 1460


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